Unsuitability (Unsuitable Investments), The Securities Fraud Practices Informational Series presented by The White Law Group

The White Law group 2011-09-23

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The White Law Group is a national securities arbitration and investor protection law firm. For more information about our firm or the information in this video feel free to visit our website at http://www.whitesecuritieslaw.com or call our Chicago offices at 312-238-9650.
We are proud to present this video providing information to the investing public about being invested by a financial professional in unsuitable investments. Not all investments are suitable for every investor and it is the responsibility of the broker-dealer to advise their clients to invest in sectors and products suitable for each individual. It is important for investors to understand the way their financial professionals are investing their money and when those practices may be against industry regulations.

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